|
483 U.S. 825
No. 86-133.
Argued March 30, 1987.
Decided June 26, 1987.
825 Syllabus [FN*]
FN* The syllabus
constitutes no part of the opinion of the Court but has been prepared by
the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Lumber Co., 200 U.S. 321, 337, 26 S.Ct.
282, 287, 50 L.Ed. 499.
The
California Coastal Commission granted a permit to appellants to replace a
small bungalow on their beachfront lot with a larger house upon the
condition that they allow the public an easement to pass across their
beach, which was located between two public beaches.
The County Superior Court granted appellants a writ of
administrative mandamus and directed that the permit condition be struck.
However, the State Court of Appeal reversed, ruling that imposition
of the condition did not violate the Takings Clause of the Fifth
Amendment, as incorporated against the States by the Fourteenth Amendment.
Held:
1.
Although the outright taking of an uncompensated, permanent, public-access
easement would violate the Takings Clause, conditioning appellants'
rebuilding permit on their granting such an easement would be lawful
land-use regulation if it substantially furthered governmental purposes
that would justify denial of the permit.
The government's power to forbid particular land uses in order to
advance some legitimate police-power purpose includes the power to
condition such use upon some concession by the owner, even a concession of
property rights, so long as the condition furthers the same governmental
purpose advanced as justification for prohibiting the use.
Pp. 3145-3148.
2.
Here the Commission's imposition of the access-easement condition cannot
be treated as an exercise of land-use regulation power since the condition
does not serve public purposes related to the permit requirement. Of those put forth to justify it -- protecting the
public's ability to see the beach, assisting the public in overcoming a
perceived "psychological" barrier to using the beach, and
preventing beach congestion -- none is plausible.
Moreover, the Commission's justification for the access requirement
unrelated to land-use regulation -- that it is part of a comprehensive
program to provide beach access arising from prior coastal permit
decisions -- is simply an expression of the belief that the public
interest will be served by a continuous strip of publicly accessible
beach. Although the State is free to advance its
"comprehensive program" by exercising its eminent domain power
and paying for access easements, it
826 cannot compel coastal residents alone to contribute to the
realization of that goal. Pp.
3148-3150.
177
Cal.App.3d 719, 223 Cal.Rptr. 28 (1986), reversed.
SCALIA,
J., delivered the opinion of the Court, in which REHNQUIST, C.J., and
WHITE, POWELL, and O'CONNOR, JJ., joined.
BRENNAN, J., filed a dissenting opinion, in which MARSHALL, J.,
joined, post, p. ----. BLACKMUN,
J., filed a dissenting opinion, post, p. ----.
STEVENS, J., filed a dissenting opinion, in which BLACKMUN, J.,
joined, post, p. ----.
Robert
K. Best argued the cause for appellants.
With him on the briefs were Ronald A. Zumbrun and Timothy A. Bittle.
Andrea
Sheridan Ordin, Chief Assistant Attorney General of California, argued the
cause for appellee. With her
on the brief were John K. Van de Kamp, Attorney General, N. Gregory
Taylor, Assistant Attorney General, Anthony M. Summers, Supervising Deputy
Attorney General, and Jamee Jordan Patterson.*
*
Briefs of amici curiae urging reversal were filed for the United States by
Solicitor General Fried, Assistant Attorney General Habicht, Deputy
Solicitor General Ayer, Deputy Assistant Attorneys General Marzulla,
Hookano, and Kmiec, Richard J. Lazarus, and Peter R. Steenland, Jr.;
and for the Breezy Point Cooperative by Walter Pozen.
Briefs
of amici curiae urging affirmance were filed for the Commonwealth of
Massachusetts et al. by James M. Shannon, Attorney General of
Massachusetts, and Lee P. Breckenridge and Nathaniel S.W. Lawrence,
Assistant Attorneys General, and by the Attorneys General for their
respective States as follows: Don Siegelman of Alabama, John Steven Clark
of Arkansas, Joseph Lieberman of Connecticut, Charles M. Oberly of
Delaware, Robert Butterworth of Florida, Warren Price III of Hawaii, Neil
F. Hartigan of Illinois, Thomas J. Miller of Iowa, Robert T. Stephan of
Kansas, William J. Guste, Jr., of Louisiana, James E. Tierney of Maine, J.
Joseph Curran, Jr., of Maryland, Hubert H. Humphrey III of Minnesota,
William L. Webster of Missouri, Robert M. Spire of Nebraska, Stephen E.
Merrill of New Hampshire, W. Cary Edwards of New Jersey, Robert Abrams of
New York, Lacy H. Thornburg of North Carolina, Nicholas Spaeth of North
Dakota, Dave Frohnmayer of Oregon, James E. O'Neil of Rhode Island, W.J.
Michael Cody of Tennessee, Jim Mattox of Texas, Jeffrey Amestoy of
Vermont, Kenneth O. Eikenberry of Washington, Charles G. Brown of West
Virginia, and Donald J. Hanaway of Wisconsin; for the Council of State
Governments et al. by Benna Ruth Solomon and Joyce Holmes Benjamin;
for Designated California Cities and Counties by E. Clement Shute,
Jr.; and for the Natural
Resources Defense Council et al. by Fredric D. Woocher.
Briefs
of amici curiae were filed for the California Association of Realtors by
William M. Pfeiffer; and for
the National Association of Home Builders et al. by Jerrold A. Fadem,
Michael M. Berger, and Gus Bauman.
827 Justice SCALIA delivered the opinion of the Court.
James
and Marilyn Nollan appeal from a decision of the California Court of
Appeal ruling that the California Coastal Commission could condition its
grant of permission to rebuild their house on their transfer to the public
of an easement across their beachfront property.
177 Cal.App.3d 719, 223 Cal.Rptr. 28 (1986). The California court rejected their claim that
imposition of that condition violates the Takings Clause of the Fifth
Amendment, as incorporated against the States by the Fourteenth Amendment.
Ibid. We noted probable
jurisdiction. 479 U.S. 913,
107 S.Ct. 312, 93 L.Ed.2d 286 (1986).
I
The
Nollans own a beachfront lot in Ventura County, California.
A quarter‑ mile north of their property is Faria County Park,
an oceanside public park with a public beach and recreation area.
Another public beach area, known locally as "the Cove,"
lies 1,800 feet south of their lot.
A concrete seawall approximately eight feet high separates the
beach portion of the Nollans' property from the rest of the lot.
The historic mean high tide line determines the lot's oceanside
boundary.
The
Nollans originally leased their property with an option to buy.
The building on the lot was a small bungalow, totaling 504 square
feet, which for a time they rented to summer vacationers.
After years of rental use, however, the building had fallen
into disrepair, and could no longer be rented out.
828
The Nollans' option to purchase was conditioned on their promise to
demolish the bungalow and replace it.
In order to do so, under Cal.Pub.Res. Code Ann. §§ 30106, 30212,
and 30600 (West 1986), they were required to obtain a coastal development
permit from the California Coastal Commission. On February 25, 1982, they
submitted a permit application to the Commission in which they proposed to
demolish the existing structure and replace it with a three-bedroom house
in keeping with the rest of the neighborhood.
The
Nollans were informed that their application had been placed on the
administrative calendar, and that the Commission staff had recommended
that the permit be granted subject to the condition that they allow the
public an easement to pass across a portion of their property bounded by
the mean high tide line on one side, and their seawall on the other side.
This would make it easier for the public to get to Faria County
Park and the Cove. The
Nollans protested imposition of the condition, but the Commission
overruled their objections and granted the permit subject to their
recordation of a deed restriction granting the easement.
App. 31, 34.
On
June 3, 1982, the Nollans filed a petition for writ of administrative
mandamus asking the Ventura County Superior Court to invalidate the access
condition. They argued
that the condition could not be imposed absent evidence that their
proposed development would have a direct adverse impact on public access
to the beach. The court
agreed, and remanded the case to the Commission for a full evidentiary
hearing on that issue. Id.,
at 36.
On
remand, the Commission held a public hearing, after which it made further
factual findings and reaffirmed its imposition of the condition.
It found that the new house would increase blockage of the view of
the ocean, thus contributing to the development of "a 'wall' of
residential structures" that would prevent the public
"psychologically ... from realizing a stretch of coastline exists
nearby that they have every right
829 to visit." Id.,
at 58. The new house
would also increase private use of the shorefront. Id., at 59.
These effects of construction of the house, along with other area
development, would cumulatively "burden the public's ability to
traverse to and along the shorefront."
Id., at 65-66. Therefore
the Commission could properly require the Nollans to offset that burden by
providing additional lateral access to the public beaches in the form of
an easement across their property.
The Commission also noted that it had similarly conditioned 43 out
of 60 coastal development permits along the same tract of land, and that
of the 17 not so conditioned, 14 had been approved when the Commission did
not have administrative regulations in place allowing imposition of the
condition, and the remaining 3 had not involved shorefront property. Id.,
at 47-48.
The
Nollans filed a supplemental petition for a writ of administrative
mandamus with the Superior Court, in which they argued that imposition of
the access condition violated the Takings Clause of the Fifth Amendment,
as incorporated against the States by the Fourteenth Amendment. The Superior Court ruled in their favor on statutory
grounds, finding, in part to avoid "issues of
constitutionality," that the California Coastal Act of 1976,
Cal.Pub.Res.Code Ann. § 30000 et seq. (West 1986), authorized the
Commission to impose public access conditions on coastal development
permits for the replacement of an existing single-family home with a new
one only where the proposed development would have an adverse impact on
public access to the sea. App. 419.
In the court's view, the administrative record did not provide an
adequate factual basis for concluding that replacement of the bungalow
with the house would create a direct or cumulative burden on public access
to the sea. Id., at 416-417. Accordingly,
the Superior Court granted the writ of mandamus and directed that the
permit condition be struck.
The
Commission appealed to the California Court of Appeal.
While that appeal was pending, the Nollans satisfied
830 the condition on their
option to purchase by tearing down the bungalow and building the new
house, and bought the property.
They did not notify the Commission that they were taking that
action.
The
Court of Appeal reversed the Superior Court.
177 Cal.App.3d 719, 223 Cal.Rptr. 28 (1986). It disagreed with the Superior Court's interpretation
of the Coastal Act, finding that it required that a coastal permit for the
construction of a new house whose floor area, height or bulk was more than
10% larger than that of the house it was replacing be conditioned on a
grant of access. Id., at 723-724,
223 Cal.Rptr., at 31; see
Cal.Pub.Res.Code Ann. § 30212.
It also ruled that the requirement did not violate the Constitution
under the reasoning of an earlier case of the Court of Appeal, Grupe v.
California Coastal Comm'n, 166 Cal.App.3d 148, 212 Cal.Rptr. 578 (1985).
In that case, the court had found that so long as a project
contributed to the need for public access, even if the project standing
alone had not created the need for access, and even if there was only an
indirect relationship between the access exacted and the need to which the
project contributed, imposition of an access condition on a development
permit was sufficiently related to burdens created by the project to be
constitutional. 177
Cal.App.3d, at 723, 223 Cal.Rptr., at 30‑31;
see Grupe, supra, 166 Cal.App.3d, at 165-168, 212 Cal.Rptr., at
587-590; see also Remmenga v.
California Coastal Comm'n, 163 Cal.App.3d 623, 628, 209 Cal.Rptr. 628,
631, appeal dism'd, 474 U.S. 915, 106 S.Ct. 241, 88 L.Ed.2d 250 (1985).
The Court of Appeal ruled that the record established that that was
the situation with respect to the Nollans' house.
177 Cal.App.3d, at 722-723, 223 Cal.Rptr., at 30-31.
It ruled that the Nollans' taking claim also failed because,
although the condition diminished the value of the Nollans' lot, it did
not deprive them of all reasonable use of their property.
Id., at 723, 223 Cal.Rptr., at 30;
see Grupe, supra, 166 Cal.App.3d, at 175-176, 212 Cal.Rptr., at
595-596. Since, in the Court of Appeal's view, there was no statutory or
constitutional obstacle to imposition
831 of the access condition, the Superior Court erred in granting the
writ of mandamus. The
Nollans appealed to this Court, raising only the constitutional question.
II
Had
California simply required the Nollans to make an easement across their
beachfront available to the public on a permanent basis in order to
increase public access to the beach, rather than conditioning their permit
to rebuild their house on their agreeing to do so, we have no doubt there
would have been a taking. To
say that the appropriation of a public easement across a landowner's
premises does not constitute the taking of a property interest but rather
(as Justice BRENNAN contends) "a mere restriction on its use,"
post, at 3154, n. 3, is to use words in a manner that deprives them of all
their ordinary meaning. Indeed,
one of the principal uses of the eminent domain power is to assure that
the government be able to require conveyance of just such interests, so
long as it pays for them. J. Sackman, 1 Nichols on Eminent Domain § 2.1[1] (Rev.
3d ed. 1985), 2 id., § 5.01[5]; see
1 id., § 1.42 [9], 2 id., § 6.14.
Perhaps because the point is so obvious, we have never been
confronted with a controversy that required us to rule upon it, but our
cases' analysis of the effect of other governmental action leads to the
same conclusion. We
have repeatedly held that, as to property reserved by its owner for
private use, "the right to exclude [others is] 'one of the most
essential sticks in the bundle of rights that are commonly characterized
as property.' " Loretto
v. Teleprompter Manhattan CATV Corp., 458 U.S. 419, 433, 102 S.Ct. 3164,
3175, 73 L.Ed.2d 868 (1982), quoting Kaiser Aetna v. United States, 444
U.S. 164, 176, 100 S.Ct. 383, 391, 62 L.Ed.2d 332 (1979). In
Loretto we observed that where governmental action results in
"[a] permanent physical occupation" of the property, by the
government itself or by others, see 458 U.S., at 432-433, n. 9, 102 S.Ct.,
at 3174-3175, n. 9, "our cases uniformly have found a taking to the
extent of the occupation, without regard to whether the action achieves an
important public 832 benefit or
has only minimal economic impact on the owner," id., at 434-435, 102
S.Ct., at 3175-3176. We
think a "permanent physical occupation" has occurred, for
purposes of that rule, where individuals are given a permanent and
continuous right to pass to and fro, so that the real property may
continuously be traversed, even though no particular individual is
permitted to station himself permanently upon the premises. [FN1]
FN1. The holding of
PruneYard Shopping Center v. Robins, 447 U.S. 74, 100 S.Ct. 2035, 64
L.Ed.2d 741 (1980), is not inconsistent with this analysis, since there
the owner had already opened his property to the general public, and in
addition permanent access was not required.
The analysis of Kaiser Aetna v. United States, 444 U.S. 164, 100
S.Ct. 383, 62 L.Ed.2d 332 (1979), is not inconsistent because it was
affected by traditional doctrines regarding navigational servitudes.
Of course neither of those cases involved, as this one does, a
classic right-of-way easement.
Justice BRENNAN argues that while this might ordinarily be the
case, the California Constitution's prohibition on any individual's "exclu[ding]
the right of way to [any navigable] water whenever it is required for any
public purpose," Art. X, § 4, produces a different result here.
Post, at 3153-3154; see also post, at 3157, 3158-3159.
There are a number of difficulties with that argument.
Most obviously, the right of way sought here is not naturally
described as one to navigable water (from the street to the sea) but along
it; it is at least highly questionable whether the text of the California
Constitution has any prima facie application to the situation before us.
Even if it does, however, several California cases suggest that
Justice BRENNAN's interpretation of the effect of the clause is erroneous,
and that to obtain easements of access across private property the State
must proceed through its eminent domain power.
See Bolsa Land Co. v. Burdick, 151 Cal. 254, 260, 90 P. 532, 534-535
(1907); Oakland v. Oakland
Water Front Co., 118 Cal. 160, 185, 50 P. 277, 286 (1897);
Heist v. County of Colusa, 163 Cal.App.3d 841, 851, 213 Cal.Rptr.
278, 285 (1984); Aptos Seascape Corp. v. Santa Cruz, 138 Cal.App.3d 484, 505-506,
188 Cal.Rptr. 191, 204-205 (1982). (None
of these cases specifically addressed 833 the argument that Art. X, § 4 allowed the public to cross
private property to get to navigable water, but if that provision meant
what Justice BRENNAN believes, it is hard to see why it was not invoked.)
See also 41 Op.Cal.Atty.Gen. 39, 41 (1963) ("In spite of the
sweeping provisions of [Art. X, § 4], and the injunction therein to the
Legislature to give its provisions the most liberal interpretation, the
few reported cases in California have adopted the general rule that one
may not trespass on private land to get to navigable tidewaters for the
purpose of commerce, navigation or fishing").
In light of these uncertainties, and given the fact that, as
Justice BLACKMUN notes, the Court of Appeal did not rest its decision on
Art. X, § 4, post, at 3162, we should assuredly not take it upon
ourselves to resolve this question of California constitutional law in the
first instance. See,
e.g., Jenkins v. Anderson, 447 U.S. 231, 234, n. 1, 100 S.Ct. 2124, 2127,
n. 1, 65 L.Ed.2d 86 (1980). That
would be doubly inappropriate since the Commission did not advance this
argument in the Court of Appeal, and the Nollans argued in the Superior
Court that any claim that there was a pre-existing public right of access
had to be asserted through a quiet title action, see Points and
Authorities in Support of Motion for Writ of Administrative Mandamus, No.
SP50805 (Super.Ct.Cal.), p. 20, which the Commission, possessing no claim
to the easement itself, probably would not have had standing under
California law to bring. See
Cal.Code Civ.Proc.Ann. § 738 (West 1980). [FN2]
FN2.
Justice BRENNAN also suggests that the Commission's public announcement of
its intention to condition the rebuilding of houses on the transfer of
easements of access caused the Nollans to have "no reasonable claim
to any expectation of being able to exclude members of the public"
from walking across their beach.
Post, at 3158-3159. He
cites our opinion in Ruckelshaus v. Monsanto Co., 467 U.S. 986, 104 S.Ct.
2862, 81 L.Ed.2d 815 (1984), as support for the peculiar proposition that
a unilateral claim of entitlement by the government can alter property
rights. In Monsanto,
however, we found merely that the Takings Clause was not violated by
giving effect to the Government's announcement that application for
"the right to [the] valuable Government benefit," id., at 1007,
104 S.Ct., at 2875 (emphasis added), of obtaining registration of an
insecticide would confer upon the Government a license to use and disclose
the trade secrets contained in the application.
Id., at 1007-1008, 104 S.Ct., at 2875-2876. See also Bowen v. Gilliard, 483 U.S. 587, 605, 107 S.Ct.
3008, 3019, 97 L.Ed.2d 485 (1987).
But the right to build on one's own property -- even though its
exercise can be subjected to legitimate permitting requirements -- cannot
remotely be described as a "governmental benefit."
And thus the announcement that the application for (or granting of)
the permit will entail the yielding of a property interest cannot be
regarded as establishing the voluntary "exchange," 467 U.S., at
1007, 104 S.Ct., at 2875, that we found to have occurred in Monsanto.
Nor are the Nollans' rights altered because they acquired the land
well after the Commission had begun to implement its policy.
So long as the Commission could not have deprived the prior owners
of the easement without compensating them, the prior owners must be
understood to have transferred their full property rights in conveying the
lot.
834 Given, then, that requiring uncompensated conveyance of the
easement outright would violate the Fourteenth Amendment, the question
becomes whether requiring it to be conveyed as a condition for issuing a
land-use permit alters the outcome.
We have long recognized that land-use regulation does not effect a
taking if it "substantially advance[s] legitimate state
interests" and does not "den[y] an owner economically viable use
of his land," Agins v. Tiburon, 447 U.S. 255, 260, 100 S.Ct. 2138,
2141, 65 L.Ed.2d 106 (1980). See
also Penn Central Transportation Co. v. New York City, 438 U.S. 104, 127,
98 S.Ct. 2646, 2660, 57 L.Ed.2d 631 (1978) ("[A] use restriction may
constitute a 'taking' if not reasonably necessary to the effectuation of a
substantial government purpose").
Our cases have not elaborated on the standards for determining what
constitutes a "legitimate state interest" or what type of
connection between the regulation and the state interest satisfies the
requirement that the former "substantially advance" the latter.
[FN3] They have made clear,
however, that a *835 broad
range of governmental purposes and regulations satisfies these
requirements. See Agins
v. Tiburon, supra, 447 U.S., at 260-262, 100 S.Ct., at 2141-2142 (scenic
zoning); Penn Central
Transportation Co. v. New York City, supra (landmark preservation);
Euclid v. Ambler Realty Co., 272 U.S. 365, 47 S.Ct. 114, 71
L.Ed. 303 (1926) (residential zoning);
Laitos & Westfall, Government Interference with Private
Interests in Public Resources, 11 Harv.Envtl.L.Rev. 1, 66 (1987). The
Commission argues that among these permissible purposes are protecting the
public's ability to see the beach, assisting the public in overcoming the
"psychological barrier" to using the beach created by a
developed shorefront, and preventing congestion on the public beaches.
We assume, without deciding, that this is so -- in which case the
Commission unquestionably would be able to deny the Nollans their permit
outright if their new house (alone, or by reason of the cumulative impact
produced in conjunction with other construction) [FN4] would substantially
impede these purposes, 836
unless the denial would interfere so drastically with the Nollans' use of
their property as to constitute a taking.
See Penn Central Transportation Co. v. New York City, supra.
FN3. Contrary to Justice BRENNAN's claim, post, at 3150, our
opinions do not establish that these standards are the same as those
applied to due process or equal protection claims.
To the contrary, our verbal formulations in the takings field have
generally been quite different.
We have required that the regulation "substantially
advance" the "legitimate state interest" sought to be
achieved, Agins v. Tiburon, 447 U.S. 255, 260, 100 S.Ct. 2138, 2141, 65
L.Ed.2d 106 (1980), not that "the State 'could rationally have
decided ' that the measure adopted might achieve the State's
objective." Post,
at ----, quoting Minnesota v. Clover Leaf Creamery Co., 449 U.S. 456, 466,
101 S.Ct. 715, 725, 66 L.Ed.2d 659 (1981). Justice BRENNAN relies principally on an equal
protection case, Minnesota v. Clover Leaf Creamery Co., supra, and two
substantive due process cases, Williamson v. Lee Optical of Oklahoma,
Inc., 348 U.S. 483, 487-488, 75 S.Ct. 461, 464-465, 99 L.Ed. 563 (1955),
and Day-Brite Lighting, Inc. v. Missouri, 342 U.S. 421, 423, 72 S.Ct. 405,
407, 96 L.Ed. 469 (1952), in support of the standards he would adopt.
But there is no reason to believe (and the language of our cases
gives some reason to disbelieve) that so long as the regulation of
property is at issue the standards for takings challenges, due process
challenges, and equal protection challenges are identical;
any more than there is any reason to believe that so long as the
regulation of speech is at issue the standards for due process challenges,
equal protection challenges, and First Amendment challenges are identical.
Goldblatt v. Hempstead, 369 U.S. 590, 82 S.Ct. 987, 8 L.Ed.2d 130
(1962), does appear to assume that the inquiries are the same, but that
assumption is inconsistent with the formulations of our later cases.
FN4. If the Nollans were being singled out to bear the burden of
California's attempt to remedy these problems, although they had not
contributed to it more than other coastal landowners, the State's action,
even if otherwise valid, might violate either the incorporated Takings
Clause or the Equal Protection Clause.
One of the principal purposes of the Takings Clause is "to bar
Government from forcing some people alone to bear public burdens which, in
all fairness and justice, should be borne by the public as a whole."
Armstrong v. United States, 364 U.S. 40, 49, 80 S.Ct. 1563, 1569, 4
L.Ed.2d 1554 (1960); see also
San Diego Gas & Electric Co. v. San Diego, 450 U.S. 621, 656, 101 S.Ct.
1287, 1306, 67 L.Ed.2d 551 (1981) (BRENNAN, J., dissenting);
Penn Central Transportation Co. v. New York City, 438 U.S. 104,
123, 98 S.Ct. 2646, 2658, 57 L.Ed.2d 631 (1978).
But that is not the basis of the Nollans' challenge here.
The Commission argues
that a permit condition that serves the same legitimate police-power
purpose as a refusal to issue the permit should not be found to be a
taking if the refusal to issue the permit would not constitute a taking. We agree. Thus,
if the Commission attached to the permit some condition that would have
protected the public's ability to see the beach notwithstanding
construction of the new house -- for example, a height limitation, a width
restriction, or a ban on fences -- so long as the Commission could have
exercised its police power (as we have assumed it could) to forbid
construction of the house altogether, imposition of the condition would
also be constitutional. Moreover (and here we come closer to the facts of
the present case), the condition would be constitutional even if it
consisted of the requirement that the Nollans provide a viewing spot on
their property for passersby with whose sighting of the ocean their new
house would interfere. Although
such a requirement, constituting a permanent grant of continuous access to
the property, would have to be considered a taking if it were not attached
to a development permit, the Commission's assumed power to forbid
construction of the house in order to protect the public's view of the
beach must surely include the power to condition construction upon some
concession by the owner, even a concession of property rights, that serves
the same end. If a
prohibition designed to accomplish that purpose would be a legitimate
exercise of the police power rather than a taking, it would be strange to
conclude that providing the 837 owner an alternative to that prohibition which accomplishes the
same purpose is not.
The evident
constitutional propriety disappears, however, if the condition substituted
for the prohibition utterly fails to further the end advanced as the
justification for the prohibition.
When that essential nexus is eliminated, the situation becomes the
same as if California law forbade shouting fire in a crowded theater, but
granted dispensations to those willing to contribute $100 to the state
treasury. While a ban
on shouting fire can be a core exercise of the State's police power to
protect the public safety, and can thus meet even our stringent standards
for regulation of speech, adding the unrelated condition alters the
purpose to one which, while it may be legitimate, is inadequate to sustain
the ban. Therefore,
even though, in a sense, requiring a $100 tax contribution in
order to shout fire is a lesser restriction on speech than an outright
ban, it would not pass constitutional muster.
Similarly here, the lack of nexus between the condition and the
original purpose of the building restriction converts that purpose to
something other than what it was.
The purpose then becomes, quite simply, the obtaining of an
easement to serve some valid governmental purpose, but without payment of
compensation. Whatever
may be the outer limits of "legitimate state interests" in the
takings and land-use context, this is not one of them.
In short, unless the permit condition serves the same governmental
purpose as the development ban, the building restriction is not a valid
regulation of land use but "an out-and-out plan of extortion." J.E.D. Associates, Inc. v. Atkinson, 121 N.H. 581, 584, 432
A.2d 12, 14-15 (1981); see Brief for United States as Amicus Curiae 22,
and n. 20. See also
Loretto v. Teleprompter Manhattan CATV Corp., 458 U.S., at 439, n. 17, 102
S.Ct., at 3178, n. 17. [FN5]
FN5. One would expect that a regime in which this kind of
leveraging of the police power is allowed would produce stringent land-use
regulation which the State then waives to accomplish other purposes,
leading to lesser realization of the land‑use goals purportedly
sought to be served than would result from more lenient (but nontradeable)
development restrictions. Thus,
the importance of the purpose underlying the prohibition not only does not
justify the imposition of unrelated conditions for eliminating the
prohibition, but positively militates against the practice.
838 III
The Commission claims
that it concedes as much, and that we may sustain the condition at issue
here by finding that it is reasonably related to the public need or burden
that the Nollans' new house creates or to which it contributes. We can
accept, for purposes of discussion, the Commission's proposed test as to
how close a "fit" between the condition and the burden is
required, because we find that this case does not meet even the most
untailored standards. The
Commission's principal contention to the contrary essentially turns on a
play on the word "access."
The Nollans' new house, the Commission found, will interfere with
"visual access" to the beach.
That in turn (along with other shorefront development) will
interfere with the desire of people who drive past the Nollans' house to
use the beach, thus creating a "psychological barrier" to
"access." The
Nollans' new house will also, by a process not altogether clear from the
Commission's opinion but presumably potent enough to more than offset the
effects of the psychological barrier, increase the use of the public
beaches, thus creating the need for more "access." These burdens on "access" would be alleviated
by a requirement that the Nollans provide "lateral access" to
the beach.
Rewriting the
argument to eliminate the play on words makes clear that there is nothing
to it. It is quite
impossible to understand how a requirement that people already on the
public beaches be able to walk across the Nollans' property reduces any
obstacles to viewing the beach created by the new house.
It is also impossible to understand how it lowers any
"psychological barrier" to using the public beaches, or how it
helps to remedy any additional congestion on them
839 caused by construction of the Nollans' new house.
We therefore find that the Commission's imposition of the permit
condition cannot be treated as an exercise of its land-use power for any
of these purposes. [FN6] Our
conclusion on this point is consistent with the approach taken by every
other court that has considered the question, with the exception of the
California state courts. See Parks v. Watson, 716 F.2d 646, 651-653 (CA9 1983);
Bethlehem Evangelical Lutheran Church v. Lakewood, 626 P.2d 668,
671-674 (Colo.1981); Aunt
Hack Ridge Estates, Inc. v. Planning Comm'n, 160 Conn. 109, 117-120, 273
A.2d 880, 885 (1970); Longboat
Key v. Lands End, Ltd., 433 So.2d 574 (Fla.App.1983); Pioneer Trust &
Savings Bank v. Mount Prospect, 22 Ill.2d 375, 380, 176 N.E.2d 799, 802
(1961); Lampton v. Pinaire,
610 S.W.2d 915, 918-919 (Ky.App.1980);
Schwing v. Baton Rouge, 249 So.2d 304 (La.App.), application
denied, 259 La. 770, 252 So.2d 667 (1971);
Howard County v. JJM, Inc., 301 Md. 256, 280-282, 482 A.2d 908,
920-921 (1984); Collis v. Bloomington, 310 Minn. 5, 246 N.W.2d 19 (1976);
State ex rel. Noland v. St. Louis County, 478 S.W.2d 363 (Mo.1972);
840 Billings Properties, Inc. v. Yellowstone County, 144 Mont.
25, 33-36, 394 P.2d 182, 187-188 (1964); Simpson v. North Platte, 206 Neb.
240, 292 N.W.2d 297 (1980); Briar West, Inc. v. Lincoln, 206 Neb. 172, 291 N.W.2d 730
(1980); J.E.D. Associates v.
Atkinson, 121 N.H. 581, 432 A.2d 12 (1981);
Longridge Builders, Inc. v. Planning Bd. of Princeton, 52 N.J. 348,
350-351, 245 A.2d 336, 337-338 (1968);
Jenad, Inc. v. Scarsdale, 18 N.Y.2d 78, 271 N.Y.S.2d 955, 218
N.E.2d 673 (1966); MacKall v.
White, 85 App.Div.2d 696, 445 N.Y.S.2d 486 (1981), appeal denied, 56
N.Y.2d 503, 450 N.Y.S.2d 1025, 435 N.E.2d 1100 (1982);
Frank Ansuini, Inc. v. Cranston, 107 R.I. 63, 68-69, 71, 264 A.2d
910, 913, 914 (1970); College
Station v. Turtle Rock Corp., 680 S.W.2d 802, 807 (Tex.1984);
Call v. West Jordan, 614 P.2d 1257, 1258-1259 (Utah 1980); Board of Supervisors of James City County v. Rowe, 216 Va.
128, 136-139, 216 S.E.2d 199, 207-209 (1975);
Jordan v. Menomonee Falls, 28 Wis.2d 608, 617-618, 137 N.W.2d 442,
447-449 (1965), appeal dism'd, 385 U.S. 4, 87 S.Ct. 36, 17 L.Ed.2d 3
(1966). See also
Littlefield v. Afton, 785 F.2d 596, 607 (CA8 1986);
Brief for National Association of Home Builders et al. as Amici
Curiae 9-16.
FN6. As Justice BRENNAN notes, the Commission also argued that the
construction of the new house would " 'increase private use
immediately adjacent to public tidelands,' " which in turn might
result in more disputes between the Nollans and the public as to the
location of the boundary. Post,
at 3155, quoting App. 62. That
risk of boundary disputes, however, is inherent in the right to exclude
others from one's property, and the construction here can no more justify
mandatory dedication of a sort of "buffer zone" in order to
avoid boundary disputes than can the construction of an addition to a
single-family house near a public street.
Moreover, a buffer zone has a boundary as well, and unless that
zone is a "no-man's land" that is off limits for both neighbors
(which is of course not the case here) its creation achieves nothing
except to shift the location of the boundary dispute further on to the
private owner's land. It is
true that in the distinctive situation of the Nollans' property the
seawall could be established as a clear demarcation of the public
easement. But since not
all of the lands to which this land-use condition applies have such a
convenient reference point, the avoidance of boundary disputes is, even
more obviously than the others, a made‑up purpose of the regulation.
Justice BRENNAN argues
that imposition of the access requirement is not irrational.
In his version of the Commission's argument, the reason for the
requirement is that in its absence, a person looking toward the beach from
the road will see a street of residential structures including the Nollans'
new home and conclude that there is no public beach nearby.
If, however, that person sees people passing and repassing along
the dry sand behind the Nollans' home, he will realize that there is a
public beach somewhere in the vicinity. Post, at 3154-3155.
The Commission's action, however, was based on the opposite factual
finding that the wall of houses completely blocked the view of the beach
and that a person looking from the road would not be able to see it at
all. App. 57-59.
Even if the Commission
had made the finding that Justice BRENNAN proposes, however, it is not
certain that it would 841
suffice. We do not
share Justice BRENNAN's confidence that the Commission "should have
little difficulty in the future in utilizing its expertise to demonstrate
a specific connection between provisions for access and burdens on
access," post, at 3161, that will avoid the effect of today's
decision. We view the
Fifth Amendment's Property Clause to be more than a pleading requirement,
and compliance with it to be more than an exercise in cleverness and
imagination. As
indicated earlier, our cases describe the condition for abridgement of
property rights through the police power as a "substantial advanc[ing]"
of a legitimate state interest.
We are inclined to be particularly careful about the adjective
where the actual conveyance of property is made a condition to the lifting
of a land-use restriction, since in that context there is heightened risk
that the purpose is avoidance of the compensation requirement, rather than
the stated police-power objective.
We are left, then,
with the Commission's justification for the access requirement unrelated
to land-use regulation:
"Finally, the
Commission notes that there are several existing provisions of pass and
repass lateral access benefits already given by past Faria Beach Tract
applicants as a result of prior coastal permit decisions.
The access required as a condition of this permit is part of a
comprehensive program to provide continuous public access along Faria
Beach as the lots undergo development or redevelopment."
App. 68.
That is simply an expression of the Commission's belief that
the public interest will be served by a continuous strip of publicly
accessible beach along the coast.
The Commission may well be right that it is a good idea, but that
does not establish that the Nollans (and other coastal residents) alone
can be compelled to contribute to its realization.
Rather, California is free to advance its "comprehensive
program," if it wishes, by using its power of eminent domain for this
"public purpose," 842
see U.S. Const., Amdt. 5; but if it wants an easement across the Nollans'
property, it must pay for it.
Reversed.
Justice BRENNAN, with whom Justice MARSHALL joins, dissenting.
Appellants in this case sought to construct a new dwelling on
their beach lot that would both diminish visual access to the beach and
move private development closer to the public tidelands. The Commission reasonably concluded that such "buildout,"
both individually and cumulatively, threatens public access to the shore.
It sought to offset this encroachment by obtaining assurance that
the public may walk along the shoreline in order to gain access to the
ocean. The Court finds this an illegitimate exercise of the
police power, because it maintains that there is no reasonable
relationship between the effect of the development and the condition
imposed.
The first problem with this conclusion is that the Court
imposes a standard of precision for the exercise of a State's police power
that has been discredited for the better part of this century. Furthermore, even under the Court's cramped standard,
the permit condition imposed in this case directly responds to the
specific type of burden on access created by appellants' development.
Finally, a review of those factors deemed most significant in takings
analysis makes clear that the Commission's action implicates none of the
concerns underlying the Takings Clause.
The Court has thus struck down the Commission's reasonable effort
to respond to intensified development along the California coast, on
behalf of landowners who can make no claim that their reasonable
expectations have been disrupted.
The Court has, in short, given appellants a windfall at the expense
of the public.
I
The Court's conclusion that the permit condition imposed on
appellants is unreasonable cannot withstand analysis. First, the Court demands a degree of exactitude that is
inconsistent 843 with our
standard for reviewing the rationality of a State's exercise of its police
power for the welfare of its citizens.
Second, even if the nature of the public-access condition imposed
must be identical to the precise burden on access created by appellants,
this requirement is plainly satisfied.
A
There can be no dispute that the police power of the States
encompasses the authority to impose conditions on private development.
See, e.g., Agins v. Tiburon, 447 U.S. 255, 100 S.Ct. 2138, 65
L.Ed.2d 106 (1980); Penn Central Transportation Co. v. New York City, 438
U.S. 104, 98 S.Ct. 2646, 57 L.Ed.2d 631 (1978);
Gorieb v. Fox, 274 U.S. 603, 47 S.Ct. 675, 71 L.Ed. 1228 (1927). It is also by now commonplace that this Court's review
of the rationality of a State's exercise of its police power demands only
that the State "could rationally have decided " that the measure
adopted might achieve the State's objective.
Minnesota v. Clover Leaf Creamery Co., 449 U.S. 456, 466, 101 S.Ct.
715, 725, 66 L.Ed.2d 659 (1981) (emphasis in original). [FN1]
In this case, California has
844 employed its police power in order to condition development upon
preservation of public access to the ocean and tidelands.
The Coastal Commission, if it had so chosen, could have denied
845 the Nollans' request for a development permit, since the property
would have remained economically viable without the requested new
development. [FN2] Instead,
the State sought to accommodate the Nollans' desire for new development,
on the condition that the development not diminish the overall amount of
public access to the coastline.
Appellants' proposed development would reduce public access by
restricting visual access to the beach, by contributing to an increased
need for community facilities, and by moving private development closer to
public beach property. The
Commission sought to offset this diminution in access, and thereby
preserve the overall balance of access, by requesting a deed restriction
that would ensure "lateral" access: the right of the public to pass and repass along the dry sand
parallel to the shoreline in order to reach the tidelands and the ocean.
In the expert opinion of the Coastal Commission, development
conditioned on such a restriction would fairly attend to both public and
private interests.
FN1. See also Williamson v.
Lee Optical of Oklahoma, Inc., 348 U.S. 483, 487-488, 75 S.Ct. 461, 464-465,
99 L.Ed. 563 (1955) ("[T]he law need not be in every respect
logically consistent with its aims to be constitutional. It is enough that there is an evil at hand for
correction, and that it might be thought that the particular legislative
measure was a rational way to correct it");
Day-Brite Lighting, Inc. v. Missouri, 342 U.S. 421, 423, 72 S.Ct.
405, 407, 96 L.Ed. 469 (1952) ("Our recent
decisions make it plain that we do not sit as a super-legislature to weigh
the wisdom of legislation nor to decide whether the policy which it
expresses offends the public welfare....
[S]tate legislatures have constitutional authority to experiment
with new techniques; they are
entitled to their own standard of the public welfare").
Notwithstanding the suggestion otherwise, ante, at ----, n. 3, our
standard for reviewing the threshold question whether an exercise of the
police power is legitimate is a uniform one. As we stated over 25 years ago in addressing a takings
challenge to government regulation:
"The term
'police power' connotes the time-tested conceptional limit of public
encroachment upon private interests.
Except for the substitution of the familiar standard of
'reasonableness,' this Court has generally refrained from announcing any
specific criteria. The classic statement of the rule in Lawton v. Steele,
152 U.S. 133, 137 [14 S.Ct. 499, 501, 38 L.Ed. 385] (1894), is still valid
today: ... '[I]t must appear,
first, that the interests of the public ... require [government]
interference; and, second, that the means are reasonably necessary for the
accomplishment of the purpose, and not unduly oppressive upon
individuals.' Even this
rule is not applied with strict precision, for this Court has often said
that 'debatable questions as to reasonableness are not for the courts but
for the legislature ....' E.g.,
Sproles v. Binford, 286 U.S. 374, 388
[52 S.Ct. 581, 585, 76 L.Ed. 1167] (1932)."
Goldblatt v. Hempstead, 369 U.S. 590, 594-595, 82 S.Ct. 987,
990-991, 8 L.Ed.2d 130 (1962). See also id., at 596, 82 S.Ct. at 991
(upholding regulation from takings challenge with citation to, inter alia,
United States v. Carolene Products Co., 304 U.S. 144, 154, 58 S.Ct. 778,
784, 82 L.Ed. 1234 (1938), for proposition that exercise of police power
will be upheld "if any state of facts either known or which could be
reasonably assumed affords support for it").
In Connolly v. Pension Benefit Guaranty Corporation, 475 U.S. 211,
106 S.Ct. 1018, 89 L.Ed.2d 166 (1986), for instance, we reviewed a takings
challenge to statutory provisions that had been held to be a legitimate
exercise of the police power under due process analysis in Pension Benefit
Guaranty Corporation v. R.A. Gray & Co., 467 U.S. 717, 104 S.Ct. 2709,
81 L.Ed.2d 601 (1984). Gray,
in turn, had relied on Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 96
S.Ct. 2882, 49 L.Ed.2d 752 (1976).
In rejecting the takings argument that the provisions were not
within Congress' regulatory power, the Court in Connolly stated:
"Although both Gray and Turner Elkhorn were due process cases,
it would be surprising indeed to discover now that in both cases Congress
unconstitutionally had taken the assets of the employers there
involved." 475
U.S., at 223, 106 S.Ct., at 1025.
Our phraseology may differ slightly from case to case -- e.g.,
regulation must "substantially advance," Agins v. Tiburon, 447
U.S. 255, 260, 100 S.Ct. 2138, 2141, 65 L.Ed.2d 106 (1980), or be
"reasonably necessary to," Penn Central Transportation Co. v.
New York City, 438 U.S. 104, 127, 98 S.Ct. 2646, 2660, 57 L.Ed.2d 631
(1978), the government's end. These
minor differences cannot, however, obscure the fact that the inquiry in
each case is the same. Of course, government action may be a valid
exercise of the police power and still violate specific provisions of the
Constitution. Justice
SCALIA is certainly correct in observing that challenges founded upon
these provisions are reviewed under different standards.
Ante, at ----. Our
consideration of factors such as those identified in Penn Central, supra,
for instance, provides an analytical framework for protecting the values
underlying the Takings Clause, and other distinctive approaches are
utilized to give effect to other constitutional provisions.
This is far different, however, from the use of different standards
of review to address the threshold issue of the rationality of government
action.
FN2.
As this Court declared in United States v. Riverside Bayview
Homes, Inc., 474 U.S. 121, 127, 106 S.Ct. 455, 459, 88 L.Ed.2d 419
(1985): "A requirement that a person obtain a permit before engaging
in a certain use of his or her property does not itself 'take' the
property in any sense: after
all, the very existence of a permit system implies that permission may be
granted, leaving the landowner free to use the property as desired.
Moreover, even if the permit is denied, there may be other viable
uses available to the owner. Only
when a permit is denied and the effect of the denial is to prevent
'economically viable' use of the land in question can it be said that a
taking has occurred."
We also stated in Kaiser Aetna v. United States, 444 U.S. 164, 179,
100 S.Ct. 383, 392, 62 L.Ed.2d 332 (1979), with respect to dredging to
create a private marina:
"We have not the slightest doubt that the Government could
have refused to allow such dredging on the ground that it would have
impaired navigation in the bay, or could have conditioned its approval of
the dredging on petitioners' agreement to comply with various measures
that it deemed appropriate for the promotion of navigation."
The Court finds fault
with this measure because it regards the condition as insufficiently
tailored to address the precise 846
type of reduction in access produced by the new development. The Nollans' development blocks visual access, the
Court tells us, while the Commission seeks to preserve lateral access
along the coastline. Thus,
it concludes, the State acted irrationally.
Such a narrow conception of rationality, however, has long since
been discredited as a judicial arrogation of legislative authority.
"To make scientific precision a criterion of constitutional
power would be to subject the State to an intolerable supervision hostile
to the basic principles of our Government."
Sproles v. Binford, 286 U.S. 374, 388, 52 S.Ct. 581, 585, 76 L.Ed.
1167 (1932). Cf.
Keystone Bituminous Coal Assn. v. DeBenedictis, 480 U.S. 470, 491, n. 21,
107 S.Ct. 1232, 1245, n. 21, 94 L.Ed.2d 472 (1987) ("The Takings
Clause has never been read to require the States or the courts to
calculate whether a specific individual has suffered burdens ... in excess
of the benefits received").
As this Court long ago declared with regard to various forms of
restriction on the use of property:
"Each
interferes in the same way, if not to the same extent, with the owner's
general right of dominion over his property.
All rest for their justification upon the same reasons which have
arisen in recent times as a result of the great increase and concentration
of population in urban communities and the vast changes in the extent and
complexity of the problems of modern city life. State legislatures and
city councils, who deal with the situation from a practical standpoint,
are better qualified than the courts to determine the necessity,
character, and degree of regulation which these new and perplexing
conditions require; and their
conclusions should not be disturbed by the courts unless clearly arbitrary
and unreasonable." Gorieb,
274 U.S., at 608, 47 S.Ct., at 677 (citations omitted).
The Commission is
charged by both the State Constitution and legislature to preserve overall
public access to the California coastline. Furthermore, by virtue of its
participation in the Coastal Zone Management Act (CZMA) program, the 847 State must "exercise effectively [its] responsibilities in
the coastal zone through the development and implementation of management
programs to achieve wise use of the land and water resources of the
coastal zone," 16 U.S.C. § 1452(2), so as to provide for, inter alia,
"public access to the coas[t] for recreation purposes." § 1452(2)(D). The
Commission has sought to discharge its responsibilities in a flexible
manner. It has sought to balance private and public interests and to
accept tradeoffs: to permit development that reduces access in some ways
as long as other means of access are enhanced.
In this case, it has determined that the Nollans' burden on access
would be offset by a deed restriction that formalizes the public's right
to pass along the shore. In
its informed judgment, such a tradeoff would preserve the net amount of
public access to the coastline.
The Court's insistence on a precise fit between the forms of burden
and condition on each individual parcel along the California coast would
penalize the Commission for its flexibility, hampering the ability to
fulfill its public trust mandate.
The Court's demand for this precise fit is based on the
assumption that private landowners in this case possess a reasonable
expectation regarding the use of their land that the public has attempted
to disrupt. In fact,
the situation is precisely the reverse:
it is private landowners who are the interlopers.
The public's expectation of access considerably antedates any
private development on the coast. Article
X, § 4, of the California Constitution, adopted in 1879, declares:
"No
individual, partnership, or corporation, claiming or possessing the
frontage or tidal lands of a harbor, bay, inlet, estuary, or other
navigable water in this State, shall be permitted to exclude the right of
way to such water whenever it is required for any public purpose, nor to
destroy or obstruct the free navigation of such water;
and the Legislature shall enact such laws as will give the most
liberal construction to this provision, so
848 that access to the navigable waters of this State shall always be
attainable for the people thereof."
It
is therefore private landowners who threaten the disruption of settled
public expectations. Where
a private landowner has had a reasonable expectation that his or her
property will be used for exclusively private purposes, the disruption of
this expectation dictates that the government pay if it wishes the
property to be used for a public purpose.
In this case, however, the State has sought to protect public
expectations of access from disruption by private land use.
The State's exercise of its police power for this purpose deserves
no less deference than any other measure designed to further the welfare
of state citizens.
Congress
expressly stated in passing the CZMA that "[i]n light of competing
demands and the urgent need to protect and to give high priority to
natural systems in the coastal zone, present state and local institutional
arrangements for planning and regulating land and water uses in such areas
are inadequate." 16
U.S.C. § 1451(h). It
is thus puzzling that the Court characterizes as a "non-land-use
justification," ante, at ----, the exercise of the police power to
" 'provide continuous public access along Faria Beach as the lots
undergo development or redevelopment.' "
Ibid. (quoting App. 68). The Commission's determination that
certain types of development jeopardize public access to the ocean, and
that such development should be conditioned on preservation of access, is
the essence of responsible land‑use planning.
The Court's use of an unreasonably demanding standard for
determining the rationality of state regulation in this area thus could
hamper innovative efforts to preserve an increasingly fragile national
resource. [FN3]
FN3. The list of cases
cited by the Court as support for its approach, ante, at ----, includes no
instance in which the State sought to vindicate pre-existing rights of
access to navigable water, and consists principally of cases involving a
requirement of the dedication of land as a condition of subdivision
approval. Dedication,
of course, requires the surrender of ownership of property rather than, as
in this case, a mere restriction on its use.
The only case pertaining to beach access among those cited by the
Court is MacKall v. White, 85 App.Div.2d 696, 445 N.Y.S.2d 486 (1981).
In that case, the court found that a subdivision application could
not be conditioned upon a declaration that the landowner would not hinder
the public from using a trail that had been used to gain access to a bay.
The trail had been used despite posted warnings prohibiting
passage, and despite the owner's resistance to such use.
In that case, unlike this one, neither the State Constitution,
state statute, administrative practice, nor the conduct of the landowner
operated to create any reasonable expectation of a right of public access.
849 B
Even
if we accept the Court's unusual demand for a precise match between the
condition imposed and the specific type of burden on access created by the
appellants, the State's action easily satisfies this requirement. First, the lateral access condition serves to dissipate
the impression that the beach that lies behind the wall of homes along the
shore is for private use only.
It requires no exceptional imaginative powers to find plausible the
Commission's point that the average person passing along the road in front
of a phalanx of imposing permanent residences, including the appellants'
new home, is likely to conclude that this particular portion of the shore
is not open to the public. If, however, that person can see that numerous
people are passing and repassing along the dry sand, this conveys the
message that the beach is in fact open for use by the public.
Furthermore, those persons who go down to the public beach a
quarter-mile away will be able to look down the coastline and see that
persons have continuous access to the tidelands, and will observe signs
that proclaim the public's right of access over the dry sand.
The burden produced by the diminution in visual access -- the
impression that the beach is not open to the public -- is thus directly
alleviated by the provision for public access over the dry sand.
The Court therefore has an
850 unrealistically limited conception of what measures could
reasonably be chosen to mitigate the burden produced by a diminution of
visual access.
The
second flaw in the Court's analysis of the fit between burden and exaction
is more fundamental. The
Court assumes that the only burden with which the Coastal Commission was
concerned was blockage of visual access to the beach. This is incorrect.
[FN4] The Commission
specifically stated in its report in support of the permit condition that
"[t]he Commission finds that the applicants' proposed development
would present an increase in view blockage, an increase in private use of
the shorefront, and that this impact would burden the public's ability to
traverse to and along the shorefront."
App. 65-66 (emphasis added).
It declared that the possibility that "the public may get the
impression that the beachfront is no longer available for public use"
would be "due to the encroaching nature of private use immediately
adjacent to the public use, as well as the visual 'block' of increased
residential build-out impacting the visual quality of the
beachfront." Id., at 59
(emphasis added).
FN4. This may be
because the State in its briefs and at argument contended merely that the
permit condition would serve to preserve overall public access, by
offsetting the diminution in access resulting from the
project, such as, inter alia, blocking the public's view of the
beach. The State's
position no doubt reflected the reasonable assumption that the Court would
evaluate the rationality of its exercise of the police power in accordance
with the traditional standard of review, and that the Court would not
attempt to substitute its judgment about the best way to preserve overall
public access to the ocean at the Faria Family Beach Tract.
The record prepared by the Commission is replete with
references to the threat to public
access along the coastline resulting from the seaward encroachment of
private development along a beach whose mean high-tide line is constantly
shifting. As the
Commission observed in its report: "The
Faria Beach shoreline fluctuates during the year depending on the seasons
and accompanying storms, and the public is not always able to traverse the
shoreline below the mean 851
high tide line." Id., at
67. As a result, the boundary between publicly owned
tidelands and privately owned beach is not a stable one, and "[t]he
existing seawall is located very near to the mean high water line." Id., at 61. When
the beach is at its largest, the seawall is about 10 feet from the mean
high-tide mark; "[d]uring
the period of the year when the beach suffers erosion, the mean high water
line appears to be located either on or beyond the existing seawall."
Ibid. Expansion of
private development on appellants' lot toward the seawall would thus
"increase private use immediately adjacent to public tidelands, which
has the potential of causing adverse impacts on the public's ability to
traverse the shoreline." Id.,
at 62. As the
Commission explained:
"The placement
of more private use adjacent to public tidelands has the potential of
creating use conflicts between the applicants and the public. The results
of new private use encroachment into boundary/buffer areas between private
and public property can create situations in which landowners intimidate
the public and seek to prevent them from using public tidelands because of
disputes between the two parties over where the exact boundary between
private and public ownership is located.
If the applicants' project would result in further seaward
encroachment of private use into an area of clouded title, new private use
in the subject encroachment area could result in use conflict between
private and public entities on the subject shorefront." Id., at 61-62.
The deed restriction on which permit approval was conditioned
would directly address this threat to the public's access to the
tidelands. It would
provide a formal declaration of the public's right of access, thereby
ensuring that the shifting character of the tidelands, and the presence of
private development immediately adjacent to it, would not jeopardize
852 enjoyment of that right. [FN5]
The imposition of the permit condition was therefore directly
related to the fact that appellants development would be "located
along a unique stretch of coast where lateral public access is inadequate
due to the construction of private residential structures and shoreline
protective devices along a fluctuating shoreline."
Id., at 68. The
deed restriction was crafted to deal with the particular character of the
beach along which appellants sought to build, and with the specific
problems created by expansion of development toward the public tidelands.
In imposing the restriction, the State sought to ensure that such
development would not disrupt the historical expectation of the public
regarding access to the sea. [FN6]
FN5. As the Commission's
Public Access (Shoreline) Interpretative Guidelines state:
"[T]he
provision of lateral access recognizes the potential for conflicts between
public and private use and creates a type of access that allows the public
to move freely along all the tidelands in an area that can be clearly
delineated and distinguished from private use areas....
Thus the 'need' determination set forth in P[ublic] R[esources]
C[ode] 30212(a)(2) should be measured in terms of providing access that
buffers public access to the tidelands from the burdens generated on
access by private development."
App. 358-359.
FN6.
The Court suggests that the risk of boundary disputes "is inherent in
the right to exclude others from one's property," and thus cannot
serve as a purpose to support the permit condition.
Ante, at 3149, n. 6. The
Commission sought the deed restriction, however, not to address a
generalized problem inherent in any system of property, but to address the
particular problem created by the shifting high-tide line along Faria
Beach. Unlike the
typical area in which a boundary is delineated reasonably clearly, the
very problem on Faria Beach is that the boundary is not constant.
The area open to public use therefore is frequently in question,
and, as the discussion, supra, demonstrates, the Commission clearly
tailored its permit condition precisely to address this specific problem.
The Court acknowledges that the Nollans' seawall could provide
"a clear demarcation of the public easement," and thus avoid
merely shifting "the location of the boundary dispute further on to
the private owner's land." Ante, at ----, n. 6.
It nonetheless faults the Commission because every property subject
to regulation may not have this feature.
This case, however, is a challenge to the permit condition as
applied to the Nollans'
property, so the presence or absence of seawalls on other property is
irrelevant.
853 The Court is therefore simply wrong that there is no reasonable
relationship between the permit condition and the specific type of burden
on public access created by the appellants' proposed development.
Even were the Court desirous of assuming the added responsibility
of closely monitoring the regulation of development along the California
coast, this record reveals rational public action by any conceivable
standard.
II
The fact that the
Commission's action is a legitimate exercise of the police power does not,
of course, insulate it from a takings challenge, for when "regulation
goes too far it will be recognized as a taking." Pennsylvania Coal Co. v. Mahon, 260 U.S. 393, 415, 43 S.Ct.
158, 160, 67 L.Ed. 322 (1922). Conventional takings analysis underscores
the implausibility of the Court's holding, for it demonstrates that this
exercise of California's police power implicates none of the concerns that
underlie our takings jurisprudence.
In reviewing a Takings
Clause claim, we have regarded as particularly significant the nature of
the governmental action and the economic impact of regulation, especially
the extent to which regulation interferes with investment-backed
expectations. Penn Central,
438 U.S., at 124, 98 S.Ct., at 2659.
The character of the government action in this case is the
imposition of a condition on permit approval, which allows the public to
continue to have access to the coast.
The physical intrusion permitted by the deed restriction is
minimal. The public is
permitted the right to pass and repass along the coast in an area from the
seawall to the mean high-tide mark.
App. 46. This
area is at its widest 10 feet, id., at 61, which means that even without
the permit condition, the public's right of access permits it to pass on
average within a few feet of the seawall.
Passage closer to the 8-foot-high rocky seawall will make the
854 appellants even less visible to the public than passage along the
high-tide area farther out on the beach.
The intrusiveness of such passage is even less than the intrusion
resulting from the required dedication of a sidewalk in front of private
residences, exactions which are commonplace conditions on approval of
development. [FN7] Furthermore,
the high-tide line shifts throughout the year, moving up to and beyond the
seawall, so that public passage for a portion of the year would either be
impossible or would not occur on appellant's property.
Finally, although the Commission had the authority to provide for
either passive or active recreational use of the property, it chose the
least intrusive alternative: a
mere right to pass and repass. Id.,
at 370. [FN8] As this Court
made 855 clear in PruneYard Shopping Center v. Robins, 447 U.S. 74, 83,
100 S.Ct. 2035, 2042, 64 L.Ed.2d 741 (1980), physical access to private
property in itself creates no takings problem if it does not
"unreasonably impair the value or use of [the] property." Appellants can make no tenable claim that either their
enjoyment of their property or its value is diminished by the public's
ability merely to pass and repass a few feet closer to the seawall beyond
which appellants' house is located.
FN7. See, e.g., Bellefontaine Neighbors v. J.J. Kelley Realty &
Bldg. Co., 460 S.W.2d 298 (Mo.Ct.App.1970); Allen v. Stockwell, 210 Mich. 488, 178 N.W. 27 (1920).
See generally Shultz & Kelley, Subdivision Improvement
Requirements and Guarantees: A Primer, 28 Wash.U.J.Urban and Contemp.L. 3 (1985).
FN8. The Commission acted in accordance with its Guidelines both in
determining the width of the area of passage, and in prohibiting any
recreational use of the property.
The Guidelines state that it may be necessary on occasion to
provide for less than the normal 25-foot-wide accessway along the dry sand
when this may be necessary to "protect the privacy rights of adjacent
property owners." App.
363. They also
provide this advice in selecting the type of public use that may be
permitted: "Pass and Repass.
Where topographic constraints of the site make use of the beach
dangerous, where habitat values of the shoreline would be adversely
impacted by public use of the shoreline or where the accessway may
encroach closer than 20 feet to a residential structure, the accessway may
be limited to the right of the public to pass and repass along the access
area. For the purposes
of these guidelines, pass and repass is defined as the right to walk and
run along the shoreline. This
would provide for public access along the shoreline but would not allow
for any additional use of the accessway.
Because this severely limits the public's ability to enjoy the
adjacent state owned tidelands by restricting the potential use of the
access areas, this form of access dedication should be used only where
necessary to protect the habitat values of the site, where topographic
constraints warrant the restriction, or where it is necessary to protect
the privacy of the landowner." Id.,
at 370.
PruneYard is also
relevant in that we acknowledged in that case that public access rested
upon a "state constitutional ... provision that had been construed to
create rights to the use of private property by strangers." Id., at
81, 100 S.Ct., at 2041. In
this case, of course, the State is also acting to protect a state
constitutional right. See
supra, at ---- (quoting Art. X, § 4, of California Constitution).
The constitutional provision guaranteeing public access to the
ocean states that "the Legislature shall enact such laws as will give
the most liberal construction to this provision so that access to the
navigable waters of this State shall be always attainable for the people
thereof." Cal. Const.,
Art. X, § 4 (emphasis added).
This provision is the explicit basis for the statutory directive to
provide for public access along the coast in new development projects,
Cal.Pub.Res.Code Ann. § 30212 (West 1986), and has been construed by the
state judiciary to permit passage over private land where necessary to
gain access to the tidelands. Grupe
v. California Coastal Comm'n, 166 Cal.App.3d 148, 171-172, 212 Cal.Rptr.
578, 592-593 (1985). The
physical access to the perimeter of appellants' property at issue in this
case thus results directly from the State's enforcement of the State
Constitution.
Finally, the character
of the regulation in this case is not unilateral government action, but a
condition on approval of a development request submitted by appellants.
The State has not sought to interfere with any pre-existing
property interest, but has responded to appellants' proposal to intensify
development on the coast. Appellants
themselves chose to 856 submit
a new development application, and could claim no property interest in its
approval. They were
aware that approval of such development would be conditioned on
preservation of adequate public access to the ocean. The State has
initiated no action against appellants' property;
had the Nollans' not proposed more intensive development in the
coastal zone, they would never have been subject to the provision that
they challenge.
Examination of the
economic impact of the Commission's action reinforces the conclusion that
no taking has occurred. Allowing
appellants to intensify development along the coast in exchange for
ensuring public access to the ocean is a classic instance of government
action that produces a "reciprocity of advantage." Pennsylvania Coal, 260 U.S., at 415, 43 S.Ct., at 160.
Appellants have been allowed to replace a one-story, 521-square-foot beach
home with a two-story, 1,674-square-foot residence and an attached two-car
garage, resulting in development covering 2,464 square feet of the lot. Such development obviously significantly increases the
value of appellants' property; appellants
make no contention that this increase is offset by any diminution in value
resulting from the deed restriction, much less that the restriction made
the property less valuable than it would have been without the new
construction. Furthermore,
appellants gain an additional benefit from the Commission's permit
condition program. They
are able to walk along the beach beyond the confines of their own property
only because the Commission has required deed restrictions as a condition
of approving other new beach developments. [FN9]
Thus, appellants benefit both as private landowners and as members
of the public from the fact that new development permit requests are
conditioned on preservation of public access.
FN9. At the time of the Nollans' permit application, 43 of the
permit requests for development along the Faria Beach had been conditioned
on deed restrictions ensuring lateral public access along the shoreline.
App. 48.
857 Ultimately,
appellants' claim of economic injury is flawed because it rests on the
assumption of entitlement to the full value of their new development.
Appellants submitted a proposal for more intensive development of
the coast, which the Commission was under no obligation to approve, and
now argue that a regulation designed to ameliorate the impact of that
development deprives them of the full value of their improvements.
Even if this novel claim were somehow cognizable, it is not
significant. "[T]he
interest in anticipated gains has traditionally been viewed as less
compelling than other property-related interests."
Andrus v. Allard, 444 U.S. 51, 66, 100 S.Ct. 318, 327, 62 L.Ed.2d
210 (1979).
With respect to
appellants' investment-backed expectations, appellants can make no
reasonable claim to any expectation of being able to exclude members of
the public from crossing the edge of their property to gain access to the
ocean. It is axiomatic,
of course, that state law is the source of those strands that constitute a
property owner's bundle of property rights.
"[A]s a general proposition[,] the law of real property is,
under our Constitution, left to the individual States to develop and
administer." Hughes v. Washington, 389 U.S. 290, 295, 88 S.Ct. 438, 441,
19 L.Ed.2d 530 (1967) (Stewart, J., concurring).
See also Borax Consolidated, Ltd. v. Los Angeles, 296 U.S. 10, 22,
56 S.Ct. 23, 29, 80 L.Ed. 9 (1935) ("Rights and interests in the
tideland, which is subject to the sovereignty of the State, are matters of
local law"). In
this case, the State Constitution explicitly states that no one possessing
the "frontage" of any "navigable water in this State, shall
be permitted to exclude the right of way to such water whenever it is
required for any public purpose."
Cal. Const., Art. X, § 4.
The state Code expressly provides that, save for exceptions not
relevant here, "[p]ublic access from the nearest public roadway to
the shoreline and along the coast shall be provided in new development
projects." Cal.Pub.Res.Code
Ann. § 30212 (West 1986). The Coastal Commission Interpretative Guidelines make
clear that fulfillment of the Commission's constitutional and statutory
duty 858 requires that approval
of new coastline development be conditioned upon provisions ensuring
lateral public access to the ocean.
App. 362. At the
time of appellants' permit request, the Commission had conditioned all 43
of the proposals for coastal new development in the Faria Family Beach
Tract on the provision of deed restrictions ensuring lateral access along
the shore. Id., at 48. Finally,
the Faria family had leased the beach property since the early part of
this century, and "the Faria family and their lessees [including the
Nollans] had not interfered with public use of the beachfront within the
Tract, so long as public use was limited to pass and re-pass lateral
access along the shore." Ibid.
California therefore has clearly established that the power of
exclusion for which appellants seek compensation simply is not a strand in
the bundle of appellants' property rights, and appellants have never acted
as if it were. Given
this state of affairs, appellants cannot claim that the deed restriction
has deprived them of a reasonable expectation to exclude from their
property persons desiring to gain access to the sea.
Even were we somehow
to concede a pre-existing expectation of a right to exclude, appellants
were clearly on notice when
requesting a new development permit that a condition of approval would be
a provision ensuring public lateral access to the shore.
Thus, they surely could have had no expectation that they could
obtain approval of their new development and exercise any right of
exclusion afterward. In
this respect, this case is quite similar to Ruckelshaus v. Monsanto Co.,
467 U.S. 986, 104 S.Ct. 2862, 81 L.Ed.2d 815 (1984).
In Monsanto, the respondent had submitted trade data to the
Environmental Protection Agency (EPA) for the purpose of obtaining
registration of certain pesticides.
The company claimed that the agency's disclosure of certain data in
accordance with the relevant regulatory statute constituted a taking.
The Court conceded that the data in question constituted property
under state law. It
also found, however, that certain of the data had been submitted to the
agency after Congress had 859 made clear that only limited confidentiality would be given
data submitted for registration purposes.
The Court observed that the statute served to inform Monsanto of
the various conditions under which data might be released, and stated:
"If, despite
the data-consideration and data-disclosure provisions in the statute,
Monsanto chose to submit the requisite data in order to receive a
registration, it can hardly argue that its reasonable investment-backed
expectations are disturbed when EPA acts to use or disclose the data in a
manner that was authorized by law at the time of the submission."
Id., at 1006-1007, 104 S.Ct., at 2874-2875.
The Court rejected respondent's argument that the requirement
that it relinquish some confidentiality imposed an unconstitutional
condition on receipt of a Government benefit:
"[A]s
long as Monsanto is aware of the conditions under which the data are
submitted, and the conditions are rationally related to a legitimate
Government interest, a voluntary submission of data by an applicant in
exchange for the economic advantages of a registration can hardly be
called a taking." Id.,
at 1007, 104 S.Ct., at 2875.
The
similarity of this case to Monsanto is obvious.
Appellants were aware that stringent regulation of development
along the California coast had been in place at least since 1976.
The specific deed restriction to which the Commission sought to
subject them had been imposed since 1979 on all 43 shoreline new
development projects in the Faria Family Beach Tract.
App. 48. Such regulation to ensure public access to the ocean had
been directly authorized by California citizens in 1972, and reflected
their judgment that restrictions on coastal development represented "
'the advantage of living and doing business in a civilized community.'
" Andrus v. Allard, supra, 444 U.S., at 67, 100 S.Ct., at 328,
quoting Pennsylvania Coal Co. v. Mahon, 260 U.S., at 422, 43 S.Ct., at 163
(Brandeis, J., dissenting). The
deed restriction was "authorized by law at the 860 time of [appellants' permit] submission," Monsanto, supra,
467 U.S., at 1007, 104 S.Ct., at 2875, and, as earlier analysis
demonstrates, supra, at ----, was reasonably related to the objective of
ensuring public access. Appellants
thus were on notice that new developments would be approved only if
provisions were made for lateral beach access.
In requesting a new development permit from the Commission, they
could have no reasonable expectation of, and had no entitlement to,
approval of their permit application without any deed restriction ensuring
public access to the ocean. As
a result, analysis of appellants' investment-backed expectations reveals
that "the force of this factor is so overwhelming ... that it
disposes of the taking question."
Monsanto, supra, at 1005, 104 S.Ct., at 2874. [FN10]
FN10. The Court suggests
that Ruckelshaus v. Monsanto is distinguishable, because government
regulation of property in that case was a condition on receipt of a
"government benefit," while here regulation takes the form of a
restriction on "the right to build on one's own property," which
"cannot remotely be described as a 'government benefit.' "
Ante, at 3152, n. 2. This
proffered distinction is not persuasive.
Both Monsanto and the Nollans hold property whose use is subject to
regulation; Monsanto may not
sell its property without
obtaining government approval and the Nollans may not build new
development on their property without government approval.
Obtaining such approval is as much a "government benefit"
for the Nollans as it is for Monsanto.
If the Court is somehow suggesting that "the right to build on
one's own property" has some privileged natural rights status, the
argument is a curious one. By
any traditional labor theory of value justification for property rights,
for instance, see, e.g., J. Locke, The Second Treatise of Civil Government
15-26 (E. Gough, ed. 1947), Monsanto would have a superior claim, for the
chemical formulae which constitute its property only came into being by
virtue of Monsanto's efforts.
Standard Takings Clause analysis thus indicates that the Court
employs its unduly restrictive standard of police power rationality to
find a taking where neither the character of governmental action nor the
nature of the private interest affected raise any takings concern. The result is that the Court invalidates regulation
that represents a reasonable adjustment
861 of the burdens and benefits of development along the California
coast.
III
The
foregoing analysis makes clear that the State has taken no property from
appellants. Imposition
of the permit condition in this case represents the State's reasonable
exercise of its police power. The
Coastal Commission has drawn on its expertise to preserve the balance
between private development and public access, by requiring that any
project that intensifies development on the increasingly crowded
California coast must be offset by gains in public access.
Under the normal standard for review of the police power, this
provision is eminently reasonable.
Even accepting the Court's novel insistence on a precise quid pro
quo of burdens and benefits, there is a reasonable relationship between
the public benefit and the burden created by appellants' development.
The movement of development closer to the ocean creates the
prospect of encroachment on public tidelands, because of fluctuation in
the mean high-tide line. The
deed restriction ensures that disputes about the boundary between private
and public property will not deter the public from exercising its right to
have access to the sea.
Furthermore, consideration of the Commission's action under
traditional takings analysis underscores the absence of any viable takings
claim. The deed
restriction permits the public only to pass and repass along a narrow
strip of beach, a few feet closer to a seawall at the periphery of
appellants' property. Appellants
almost surely have enjoyed an increase in the value of their property even
with the restriction, because they have been allowed to build a
significantly larger new home with garage on their lot.
Finally, appellants can claim the disruption of no expectation
interest, both because they have no right to exclude the public under
state law, and because, even if they did, they had full advance notice
that new development along the coast is conditioned on provisions for
continued public access to the ocean.
862
Fortunately, the Court's decision regarding this application of the
Commission's permit program will probably have little ultimate impact
either on this parcel in particular or the Commission program in general.
A preliminary study by a Senior Lands Agent in the State Attorney
General's Office indicates that the portion of the beach at issue in this
case likely belongs to the public. App. 85. [FN11] Since
a full study had not been completed at the time of appellants' permit
application, the deed restriction was requested "without regard to
the possibility that the applicant is proposing development on public
land." Id., at 45.
Furthermore, analysis by the same Land Agent also indicated that
the public had obtained a
prescriptive right to the use of Faria Beach from the seawall to the
ocean. Id., at 86. [FN12]
The Superior Court explicitly stated in its ruling against the
Commission on the permit condition issue that "no part of this
opinion is intended to foreclose the public's opportunity to adjudicate
the possibility that public rights in [appellants'] beach have been
acquired through prescriptive use."
Id., at 420.
FN11. The Senior
Land Agent's report to the Commission states that "based on my
observations, presently, most, if not all of Faria Beach waterward of the
existing seawalls [lies] below the Mean High Tide Level, and would fall in
public domain or sovereign category of ownership."
App. 85 (emphasis added).
FN12.
The Senior Land Agent's report stated:
"Based on my past experience and my investigation to date of
this property it is my opinion that the area seaward of the revetment at
3822 Pacific Coast Highway, Faria Beach, as well as all the area seaward
of the revetments built to protect the Faria Beach community, if not
public owned, has been impliedly dedicated to the public for passive
recreational use." Id., at 86.
With respect to the
permit condition program in general, the Commission should have little
difficulty in the future in utilizing its expertise to demonstrate a
specific connection between provisions for access and burdens on access
produced by new development. Neither
the Commission in its report nor the State in its briefs and at argument
highlighted the particular threat to lateral access created by appellants'
863 development project. In
defending its action, the State emphasized the general point that overall
access to the beach had been preserved, since the diminution of access
created by the project had been offset by the gain in lateral access.
This approach is understandable, given that the State relied on the
reasonable assumption that its action was justified under the normal
standard of review for determining legitimate exercises of a State's
police power. In the
future, alerted to the Court's apparently more demanding requirement, it
need only make clear that a provision for public access directly responds
to a particular type of burden on access created by a new development. Even if I did not believe that the record in this case
satisfies this requirement, I would have to acknowledge that the record's
documentation of the impact of coastal development indicates that the
Commission should have little problem presenting its findings in a way
that avoids a takings problem.
Nonetheless it is
important to point out that the Court's insistence on a precise accounting
system in this case is insensitive to the fact that increasing intensity
of development in many areas calls for far-sighted, comprehensive planning
that takes into account both the interdependence of land uses and the
cumulative impact of development. [FN13]
As one scholar has noted:
FN13. As the California Court of Appeals noted in 1985, "Since
1972, permission has been granted to construct more than 42,000 building
units within the land jurisdiction of the Coastal Commission.
In addition, pressure for development along the coast is expected
to increase since approximately 85% of California's population lives
within 30 miles of the coast." Grupe v. California Coastal Comm'n, 166 Cal.App.3d 148, 167,
n. 12, 212 Cal.Rptr. 578, 589, n. 12 (1985).
See also Coastal Zone Management Act, 16 U.S.C. § 1451(c)
(increasing demands on coastal zones "have resulted in the loss of
living marine resources, wildlife, nutrient-rich areas, permanent and
adverse changes to ecological systems, decreasing open space for public
use, and shoreline erosion").
"Property does
not exist in isolation. Particular
parcels are tied to one another in complex ways, and property is 864 more accurately described as being inextricably part of a
network of relationships that is neither limited to, nor usefully defined
by, the property boundaries with which the legal system is accustomed to
dealing. Frequently,
use of any given parcel of property is at the same time effectively a use
of, or a demand upon, property beyond the border of the user."
Sax, Takings, Private Property, and Public Rights, 81 Yale L.J.
149, 152 (1971) (footnote omitted).
As Congress has declared:
"The key to more effective protection and use of the land and
water resources of the coastal zone [is for the states to] develo [p] land
and water use programs for the coastal zone, including unified policies,
criteria, standards, methods, and processes for dealing with land and
water use decisions of more than local significance."
16 U.S.C. § 1451(i). This
is clearly a call for a focus on the overall impact of development on
coastal areas. State
agencies therefore require considerable flexibility in responding to
private desires for development in a way that guarantees the preservation
of public access to the coast.
They should be encouraged to regulate development in the context of
the overall balance of competing uses of the shoreline.
The Court today does precisely the opposite, overruling an
eminently reasonable exercise of an expert state agency's judgment,
substituting its own narrow view of how this balance should be struck.
Its reasoning is hardly suited to the complex reality of natural
resource protection in the 20th century.
I can only hope that today's decision is an aberration, and that a
broader vision ultimately prevails. [FN14]
FN14. I believe that States
should be afforded considerable latitude
in regulating private development, without fear that their
regulatory efforts will often be found to constitute a taking.
"If ... regulation denies the private property owner the use
and enjoyment of his land and is found to effect a 'taking,' "
however, I believe that compensation is the appropriate remedy for this
constitutional violation. San
Diego Gas & Electric Co. v. San Diego, 450 U.S. 621, 656, 101 S.Ct.
1287, 1306, 67 L.Ed.2d 551 (1981) (BRENNAN, J., dissenting) (emphasis
added). I therefore see my dissent here as completely
consistent with my position in First English Evangelical Lutheran Church
of Glendale v. Los Angeles County, 482 U.S. 304, 107 S.Ct. 2378, 96
L.Ed.2d 250 (1987).
I
dissent.
865
Justice BLACKMUN, dissenting.
I
do not understand the Court's opinion in this case to implicate in any way
the public-trust doctrine. The
Court certainly had no reason to address the issue, for the Court of
Appeal of California did not rest its decision on Art. X, § 4, of the
California Constitution. Nor
did the parties base their arguments before this Court on the doctrine.
I
disagree with the Court's rigid interpretation of the necessary
correlation between a burden created by development and a condition
imposed pursuant to the State's police power to mitigate that burden.
The land-use problems this country faces require creative
solutions. These are
not advanced by an "eye for an eye" mentality.
The close nexus between benefits and burdens that the Court now
imposes on permit conditions creates an anomaly in the ordinary
requirement that a State's exercise of its police power need be no more
than rationally based. See,
e.g., Minnesota v. Clover Leaf Creamery Co., 449 U.S. 456, 466, 101 S.Ct.
715, 725, 66 L.Ed.2d 659 (1981).
In my view, the easement exacted from appellants and the problems
their development created are adequately related to the governmental
interest in providing public access to the beach.
Coastal development by its very nature makes public access to the
shore generally more difficult.
Appellants' structure is part of that general development and, in
particular, it diminishes the public's visual access to the ocean and
decreases the public's sense that it may have physical access to the
beach. These losses in
access can be counteracted, at least in part, by the condition on
appellants' construction permitting public passage that ensures access
along the beach.
Traditional takings analysis compels the conclusion that there
is no taking here. The
governmental action is a valid exercise of the police power, and, so far
as the record reveals, 866 has
a nonexistent economic effect on the value of appellants' property. No investment-backed expectations were diminished.
It is significant that the Nollans had notice of the easement
before they purchased the property and that public use of the beach had
been permitted for decades.
For
these reasons, I respectfully dissent.
Justice
STEVENS, with whom Justice BLACKMUN joins, dissenting.
The
debate between the Court and Justice BRENNAN illustrates an extremely
important point concerning government regulation of the use of privately
owned real estate. Intelligent, well-informed public officials may in good
faith disagree about the validity of specific types of land‑use
regulation. Even the wisest lawyers would have to acknowledge great
uncertainty about the scope of this Court's takings jurisprudence.
Yet, because of the Court's remarkable ruling in First English
Evangelical Lutheran Church of Glendale v. Los Angeles County, 482 U.S.
304, 107 S.Ct. 2378, 96 L.Ed.2d 250 (1987), local governments and
officials must pay the price for the necessarily vague standards in this
area of the law.
In
his dissent in San Diego Gas & Electric Co. v. San Diego, 450 U.S.
621, 101 S.Ct. 1287, 67 L.Ed.2d 551 (1981), Justice BRENNAN proposed a
brand new constitutional rule. [FN*]
He argued that a mistake such as the one that a majority of the
Court believes that the California Coastal Commission made in this case
should automatically give rise to pecuniary liability for a
"temporary taking." Id.,
at 653-661, 101 S.Ct., at 1304-1309. Notwithstanding the unprecedented
chilling effect that such a rule will obviously have on public officials
charged with the responsibility for drafting and implementing regulations
designed to protect the environment
867 and the public welfare, six Members of the Court recently endorsed
Justice BRENNAN's novel proposal.
See First English Evangelical Lutheran Church, supra.
FN* "The
constitutional rule I propose requires that, once a court finds that a
police power regulation has effected a 'taking,' the government entity
must pay just compensation for the period commencing on the date the
regulation first effected the 'taking,' and ending on the date the
government entity chooses to rescind or otherwise amend the
regulation." 450 U.S.,
at 658, 101 S.Ct., at 1307.
I write today to identify the severe tension between that
dramatic development in the law and the view expressed by Justice
BRENNAN's dissent in this case that the public interest is served by
encouraging state agencies to exercise considerable flexibility in
responding to private desires for development in a way that threatens the
preservation of public resources.
See ante, at 3154-3155.
I like the hat that Justice BRENNAN has donned today better than
the one he wore in San Diego, and I am persuaded that he has the better of
the legal arguments here. Even if his position prevailed in this case, however,
it would be of little solace to land-use planners who would still be left
guessing about how the Court will react to the next case, and the one
after that. As this
case demonstrates, the rule of liability created by the Court in First
English is a shortsighted one.
Like Justice BRENNAN, I hope that "a broader vision ultimately
prevails." Ante, at
3161.
I respectfully dissent.
|